DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Horizons Sustainable Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Megan Elizabeth BuchananSilver Oak Advisory Group independent RIAHorizons Sustainable Financial Services, Inc. independent RIARIA to RIAMay 1, 2025May 14, 2025
Alan Dale GammelFirst Affirmative Financial Network LLC independent RIAHorizons Sustainable Financial Services, Inc. independent RIARIA to RIASep 15, 2020Jun 7, 2021 (265 d)
Frederic Paul PerretFirst Affirmative Financial Network LLC independent RIAHorizons Sustainable Financial Services, Inc. independent RIARIA to RIASep 15, 2020Aug 14, 2020
Johann Albert KlaassenCambridge Investment Research Advisors, Inc. otherHorizons Sustainable Financial Services, Inc. independent RIAOtherJul 19, 2013May 1, 2013
Page 1 of 1
4 moves match.