DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Canal Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Graham Boggio | Strategic Advisers LLC national BD | Canal Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2026 | Sep 11, 2026 (65 d) |
| Cooper James Casillas | Kestra Advisory Services, LLC BD affiliated | Canal Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2025 | Feb 2, 2026 (146 d) |
| Spencer Jones Garrett | Oppenheimer & Co. Inc. BD affiliated | Canal Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2019 | Oct 9, 2019 (33 d) |
| Margaret J Smith | Heritage Wealth Advisors other | Canal Capital Management, LLC other | Other | Feb 19, 2014 | Feb 19, 2014 |
| Everett Neil Gilliss | Commonwealth Financial Network national BD | Canal Capital Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 28, 2012 | Oct 1, 2012 |
| Noah Charles Perry Greenbaum | Commonwealth Financial Network national BD | Canal Capital Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 28, 2012 | Oct 1, 2012 |
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6 moves match.