DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sg Select
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard David Steinberg | Steinberg Global Asset Management Ltd independent RIA | Sg Select other | Other | May 31, 2019 | Aug 21, 2015 |
| Steven Jay Rothenberg | Steinberg Global Asset Management Ltd independent RIA | Sg Select other | Other | May 31, 2019 | Jun 11, 2015 |
| Mary Susan Van Bergen | Steinberg Global Asset Management Ltd independent RIA | Sg Select other | Other | May 31, 2019 | May 29, 2015 |
| Kenneth Alan Pritzker | Steinberg Global Asset Management Ltd independent RIA | Sg Select other | Other | May 31, 2019 | Aug 12, 2015 |
| Sean Christopher Erickson | Steinberg Global Asset Management Ltd independent RIA | Sg Select other | Other | May 31, 2019 | Aug 21, 2015 |
| Jacques Rene Elmaleh | Steinberg Global Asset Management Ltd independent RIA | Sg Select other | Other | May 31, 2019 | Aug 21, 2015 |
| Tara Leigh Elmaleh | Steinberg Global Asset Management Ltd independent RIA | Sg Select other | Other | May 31, 2019 | Aug 21, 2015 |
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7 moves match.