DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kernodle & Katon Tax And Asset Management Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Jason Knight | Ameriprise Financial Services, LLC national BD | Kernodle & Katon Tax And Asset Management Group other | Other | Aug 19, 2016 | Jan 13, 2017 (147 d) |
| Ellis Martin Sloan | Horrell Capital Management, Inc. other | Kernodle & Katon Tax And Asset Management Group other | Other | May 18, 2015 | Jun 2, 2015 |
| Jeffery Kernodle | Wells Fargo Advisors wirehouse | Kernodle & Katon Tax And Asset Management Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 30, 2012 | Oct 4, 2012 |
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3 moves match.