DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hawkins Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Blaine Daniel Widmer | Cambridge Investment Research Advisors, Inc. BD affiliated | Hawkins Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2019 | Apr 8, 2019 |
| Christopher John Harris | Thrivent Investment Management Inc. BD affiliated | Hawkins Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2018 | May 14, 2018 (35 d) |
| Timothy Hawkins | Sii Investments, Inc. other | Hawkins Wealth Management no RAUM | Other | Oct 26, 2012 | Oct 25, 2012 |
| Anthony Joseph Gaiffe | Sii Investments, Inc. other | Hawkins Wealth Management no RAUM | Other | Oct 26, 2012 | Oct 24, 2012 |
| Aaron Robertson | Sii Investments, Inc. other | Hawkins Wealth Management no RAUM | Other | Oct 26, 2012 | Oct 24, 2012 |
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5 moves match.