DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Aspen Leaf Wealth Management, Pbc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter John Pittman | Tedstrom Wealth Advisors, Inc. unclassified | Aspen Leaf Wealth Management, Pbc state registered | Other | Mar 18, 2020 | Jun 17, 2020 (91 d) |
| Jason C Taylor | Voya Financial Advisors, Inc. other | Aspen Leaf Wealth Management, Pbc state registered | Other | Oct 25, 2013 | Oct 29, 2013 |
| Gregory Bruce Lessard | Ameriprise Financial Services, LLC national BD | Aspen Leaf Wealth Management, Pbc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 25, 2012 | Jan 1, 2013 (98 d) |
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3 moves match.