DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Commons Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Lee Dutter | Truist Advisory Services, Inc. BD affiliated | Commons Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2025 | Feb 19, 2026 (112 d) |
| Kimball Bullard Halsey | Radius Capital Management, LLC unclassified | Commons Capital, LLC independent RIA | Other | Feb 11, 2025 | Dec 24, 2024 |
| Helen Gayle Jamieson | Radius Capital Management, LLC unclassified | Commons Capital, LLC independent RIA | Other | Feb 11, 2025 | Jan 13, 2025 |
| Malik A Smith | Raymond James & Associates, Inc. national BD | Commons Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2019 | Aug 21, 2019 (78 d) |
| Jonathan David Straus | B. Riley Wealth Advisors, Inc. other | Commons Capital, LLC independent RIA | Other | Jan 7, 2013 | Dec 14, 2012 |
| Rose Mary Thompson | B. Riley Wealth Advisors, Inc. other | Commons Capital, LLC independent RIA | Other | Jan 7, 2013 | Dec 14, 2012 |
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6 moves match.