DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Strategic Income Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patricia Ann Nyborg | Edward Jones national BD | Strategic Income Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2022 | Mar 30, 2022 (83 d) |
| Keri Ann Alcos | Themoneymd.Com, LLC no RAUM | Strategic Income Group LLC independent RIA | Other | Feb 9, 2021 | Sep 27, 2022 (595 d) |
| Laurie Kay Simons | Foundations Investment Advisors LLC independent RIA | Strategic Income Group LLC independent RIA | RIA to RIA | Dec 3, 2018 | Nov 8, 2019 (340 d) |
| Paul Conrad Macias | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Strategic Income Group LLC other | Other | Nov 7, 2017 | Dec 12, 2017 (35 d) |
| Charles M Manberg | Edward Jones national BD | Strategic Income Group LLC other | Other | Nov 21, 2013 | Feb 4, 2014 (75 d) |
| Martha Cortez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Strategic Income Group LLC other | Other | Mar 8, 2013 | Nov 15, 2013 (252 d) |
| Michael John Gauthier | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Strategic Income Group LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 8, 2013 | Mar 20, 2013 |
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7 moves match.