DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vestor Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lauren Connelly | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vestor Capital, LLC independent RIA | Wirehouse to independent RIA | May 21, 2024 | May 24, 2024 |
| Stephen M Konsler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vestor Capital, LLC independent RIA | Wirehouse to independent RIA | Nov 15, 2022 | Nov 17, 2022 |
| Anthony Wayne Greenwood | Charles Schwab & Co., Inc. national BD | Vestor Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2022 | Jul 26, 2022 (71 d) |
| Mark Richard Holden | Td Ameritrade Investment Management, LLC independent RIA | Vestor Capital, LLC independent RIA | RIA to RIA | Sep 10, 2021 | Sep 22, 2021 |
| Jake Alan Gice | Morgan Stanley wirehouse | Vestor Capital, LLC independent RIA | Wirehouse to independent RIA | Jul 6, 2021 | Jul 30, 2021 |
| John P Dillon | Uhlmann Investment Management, L.L.C. independent RIA | Vestor Capital, LLC independent RIA | RIA to RIA | Sep 17, 2020 | Sep 23, 2020 |
| Thomas Brice Egan | Tc Wealth Partners, LLC independent RIA | Vestor Capital, LLC independent RIA | RIA to RIA | Oct 15, 2018 | Oct 17, 2018 |
| Peter J Mullins | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vestor Capital, LLC other | Other | May 14, 2013 | May 10, 2013 |
| Scott Anthony Stuth | Ausdal Financial Partners, Inc. other | Vestor Capital, LLC independent RIA | Other | Dec 4, 2012 | Dec 2, 2020 (2920 d) |
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9 moves match.