DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Preston Wealth Advisors, LLC.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Luke Addington | Florida Financial Advisors, LLC BD affiliated | Preston Wealth Advisors, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2026 | Feb 16, 2026 |
| Peter Marshall Baker | Catoctin Wealth Management LLC unclassified | Preston Wealth Advisors, LLC. independent RIA | Other | Mar 17, 2025 | Oct 31, 2023 |
| Aaron Andrew Berman | Santander Securities other | Preston Wealth Advisors, LLC. other | Other | Mar 6, 2013 | Mar 6, 2014 (365 d) |
| Gregory Dean Mattingly | Preston Wealth Management LLC unclassified | Preston Wealth Advisors, LLC. other | Other | Dec 31, 2012 | Jan 22, 2013 |
| Theodore James Doremus | Preston Wealth Management LLC unclassified | Preston Wealth Advisors, LLC. other | Other | Dec 17, 2012 | Dec 17, 2012 |
Page 1 of 1
5 moves match.