DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at A Smarter Way To Invest
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald John Briggs | Peace Of Mind Wealth Management independent RIA | A Smarter Way To Invest asset manager | Other | Sep 12, 2022 | Jan 6, 2025 (847 d) |
| Adam Blocki | Spc other | A Smarter Way To Invest no RAUM | Other | Aug 3, 2017 | Aug 2, 2017 |
| Adam Blocki | Simplyria Advisor Network other | A Smarter Way To Invest no RAUM | Other | Nov 4, 2015 | Apr 26, 2013 |
| Ronald John Briggs | Brookstone Wealth Advisors, LLC other | A Smarter Way To Invest no RAUM | Other | Jan 31, 2011 | Apr 26, 2013 (816 d) |
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4 moves match.