DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wellment Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Phillip Komorowski | Equitable Advisors, LLC national BD | Wellment Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2025 | Nov 10, 2025 (33 d) |
| Bryan Tyrell Stiger | Sgl Financial, LLC independent RIA | Wellment Financial independent RIA | RIA to RIA | Sep 23, 2025 | Nov 10, 2025 (48 d) |
| Alexis Paul Rivera | Charles Schwab & Co., Inc. national BD | Wellment Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2019 | Mar 23, 2019 |
| Scott Edward Bretl | Global Financial Private Capital, Inc. other | Wellment Financial independent RIA | Other | Dec 31, 2017 | Jul 12, 2017 |
| Joshua Edward Bretl | Gwn Securities Inc. other | Wellment Financial independent RIA | Other | Dec 31, 2013 | Jan 6, 2015 (371 d) |
| Robert Charles Bretl | Results One Financial, LLC unclassified | Wellment Financial independent RIA | Other | Jan 18, 2007 | Aug 31, 2017 (3878 d) |
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6 moves match.