DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Axis Wealth Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew William Sweet | Ncu Investment Solutions independent RIA | Axis Wealth Partners, LLC independent RIA | RIA to RIA | Jan 16, 2025 | Jan 17, 2025 |
| Marc Robert Bastien | Ncu Investment Solutions independent RIA | Axis Wealth Partners, LLC independent RIA | RIA to RIA | Dec 16, 2024 | Dec 23, 2024 |
| Sean P Durkin | Ameriprise Financial Services, LLC national BD | Axis Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2023 | Jan 6, 2023 |
| Michael G Leonardo | Ameriprise Financial Services, LLC national BD | Axis Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2020 | Nov 20, 2020 |
| Jane Elizabeth Mcauliffe | Forbes Financial Planning, Inc. independent RIA | Axis Wealth Partners, LLC independent RIA | RIA to RIA | Jun 7, 2017 | Jun 8, 2017 |
| Joshua Sousa Pacheco | Capital Analysts other | Axis Wealth Partners, LLC independent RIA | Other | Sep 11, 2014 | Sep 12, 2014 |
| Daniel Da Ponte | Commonwealth Financial Network national BD | Axis Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2013 | Mar 27, 2013 |
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7 moves match.