DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Forusall

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Tian-Hwa ShenSharebuilder 401k no RAUMForusall institutionalOtherMar 9, 2026Mar 18, 2026
David AttolinoCommonwealth Financial Network national BDForusall institutionalOtherJun 6, 2025Jun 12, 2025
Brent Allen BowersRetirement Plans, Inc. otherForusall institutionalOtherMar 27, 2024Jul 10, 2024 (105 d)
Daria N DuncanTifin Grow LLC asset managerForusall institutionalOtherNov 8, 2023Mar 1, 2024 (114 d)
Nora CliffordEquitable Advisors, LLC national BDForusall institutionalOtherNov 16, 2021Jan 6, 2022 (51 d)
Jeri Rae HansmannCuna Brokerage Services, Inc. BD affiliatedForusall institutionalOtherJun 28, 2021Dec 23, 2025 (1639 d)
Steven Paul LifgrenSigfig Wealth Management LLC independent RIAForusall institutionalOtherFeb 6, 2020Nov 30, 2021 (663 d)
Monique Renee San Miguel LopezCharles Schwab & Co., Inc. national BDForusall institutionalOtherOct 5, 2018Oct 10, 2018
Eric Zachary WeissmanBpm Advisors, Inc. otherForusall otherOtherAug 16, 2017Aug 10, 2017
Ian T JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseForusall institutionalOtherMay 31, 2016Apr 21, 2025 (3247 d)
Justin David RamirezForus unclassifiedForusall no RAUMOtherMay 9, 2013Apr 22, 2013
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11 moves match.