DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Guardian Wealth Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kyle Macintyre Thomas | RBC Capital Markets, LLC national BD | Guardian Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2024 | Jan 25, 2024 |
| Paul August Alegi | Isc Financial Advisors other | Guardian Wealth Strategies, LLC independent RIA | Other | Jan 8, 2018 | Nov 10, 2017 |
| Luke T Hannahan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Guardian Wealth Strategies, LLC other | Other | Jan 2, 2014 | Jan 3, 2017 (1097 d) |
| Gregory Joseph Gassert | Advice And Planning Services other | Guardian Wealth Strategies, LLC independent RIA | Other | Jan 31, 2013 | Jan 6, 2025 (4358 d) |
| Brent Dean Hoppe | Advice And Planning Services other | Guardian Wealth Strategies, LLC independent RIA | Other | Sep 24, 2007 | Mar 9, 2020 (4550 d) |
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5 moves match.