DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Silverhawk Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rhiana Marlene WhitmireLPL Financial LLC BD affiliatedSilverhawk Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2021Apr 13, 2022 (112 d)
Zachary Parker GreenLPL Financial LLC BD affiliatedSilverhawk Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2020Aug 17, 2020
Nicholas Martin FisherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSilverhawk Asset Management, LLC independent RIAWirehouse to independent RIAOct 8, 2019Dec 12, 2019 (65 d)
Kaitlyn Marie LaneyFidelity Personal And Workplace Advisors BD affiliatedSilverhawk Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 25, 2018Oct 17, 2018
Scott Matthew RoseIndependent Financial Group, LLC otherSilverhawk Asset Management, LLC otherOtherJun 21, 2017Oct 10, 2017 (111 d)
Scott Ashley HadleyIndependent Financial Group, LLC otherSilverhawk Asset Management, LLC otherOtherFeb 22, 2017Mar 9, 2017
Shanna Marie TempletonRich Goldman Asset Mgmt, LLC otherSilverhawk Asset Management, LLC otherOtherDec 19, 2013Jan 29, 2014 (41 d)
Joseph John LauxPioneer Advisors, LLC otherSilverhawk Asset Management, LLC no RAUMOtherSep 30, 2013Oct 1, 2013
Paul Johnathan MershonPioneer Advisors, LLC otherSilverhawk Asset Management, LLC no RAUMOtherSep 30, 2013Jul 22, 2013
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9 moves match.