DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Northern Lights Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Lyle Whitaker | Lnw independent RIA | Northern Lights Advisors, Inc. independent RIA | RIA to RIA | Feb 28, 2025 | Sep 12, 2025 (196 d) |
| Kristina Kathleeen Draper | Pruco Securities, LLC BD affiliated | Northern Lights Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2022 | Mar 16, 2022 |
| Martin Erik Lundgren | Pathstone other | Northern Lights Advisors, Inc. independent RIA | Other | Mar 4, 2013 | Aug 15, 2013 (164 d) |
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3 moves match.