DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kroon & Mitchell Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Spencer Lademan | Regal Investment Advisors LLC BD affiliated | Kroon & Mitchell Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2026 | Jul 21, 2026 |
| Andrea Lee Russo | Altrius Capital Management, Inc. independent RIA | Kroon & Mitchell Asset Management LLC independent RIA | RIA to RIA | Sep 11, 2023 | Oct 6, 2023 |
| Andrew Glover | Ica Group Wealth Management, LLC independent RIA | Kroon & Mitchell Asset Management LLC independent RIA | RIA to RIA | Apr 18, 2022 | May 3, 2022 |
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3 moves match.