DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Edmonds Duncan Registered Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Alan Brown | Cetera Advisors LLC BD affiliated | Edmonds Duncan Registered Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2019 | Oct 3, 2019 |
| Donald Dwayne Duncan | Morgan Stanley wirehouse | Edmonds Duncan Registered Investment Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 13, 2013 | Aug 30, 2013 |
| Jason Stephen Edmonds | Morgan Stanley wirehouse | Edmonds Duncan Registered Investment Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 6, 2013 | Aug 30, 2013 |
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3 moves match.