DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lincoln Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Truman Wendell Faeh | Creativeone Securities, LLC BD affiliated | Lincoln Capital, LLC other | Other | Dec 31, 2017 | Jan 9, 2018 |
| Brian George Swim | Ameritas Advisory Services other | Lincoln Capital, LLC independent RIA | Other | Jun 1, 2016 | Dec 21, 2022 (2394 d) |
| Judd Aaron Norman | Wells Fargo Advisors wirehouse | Lincoln Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 21, 2013 | Sep 19, 2013 |
| Brett C Neal | Wells Fargo Advisors wirehouse | Lincoln Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 21, 2013 | Sep 19, 2013 |
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4 moves match.