DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Md Financial Advisors / Vestment Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin Douglas Kirchner | MML Investors Services, LLC BD affiliated | Md Financial Advisors / Vestment Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2018 | May 7, 2018 |
| Michael Joel Urch | Pruco Securities, LLC other | Md Financial Advisors / Vestment Financial independent RIA | Other | Jun 3, 2016 | Jun 8, 2016 |
| Jacob M Stanczyk | Ameriprise Financial Services, LLC national BD | Md Financial Advisors / Vestment Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2015 | Sep 17, 2015 |
| Katherine Kammerzell Vessenes | Cetera Advisors LLC other | Md Financial Advisors / Vestment Financial independent RIA | Other | Oct 22, 2013 | Sep 25, 2013 |
| Joshua Bradford Lantz | Larson Financial Group, LLC other | Md Financial Advisors / Vestment Financial independent RIA | Other | May 9, 2011 | Sep 30, 2013 (875 d) |
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5 moves match.