DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ruggiero Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Cianci | Osaic Wealth, Inc. BD affiliated | Ruggiero Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2026 | Apr 28, 2026 |
| Jeffrey Charles Roberto | Trajan Wealth, L.L.C. independent RIA | Ruggiero Investments independent RIA | RIA to RIA | Feb 8, 2023 | Feb 15, 2023 |
| Christopher Thomas Ruggiero | B. Riley Wealth Advisors, Inc. BD affiliated | Ruggiero Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2018 | May 18, 2025 (2419 d) |
| Thomas Anthony Ruggiero | Sterne Agee Asset Management, Inc. other | Ruggiero Investments independent RIA | Other | Aug 16, 2013 | Nov 15, 2019 (2282 d) |
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4 moves match.