DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sanchez Wealth Management Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christen Lee SanchezLPL Financial LLC BD affiliatedSanchez Wealth Management Group, LLC no RAUMOtherJul 14, 2026Nov 22, 2013
Dawn Sanchez NicolesAmeriprise Financial Services, LLC national BDSanchez Wealth Management Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2024Oct 4, 2024
Joshua Seth MandelkornLPL Financial LLC otherSanchez Wealth Management Group, LLC otherOtherMar 4, 2016Mar 23, 2015
Jeffrey Wayne ThorsenEagle Strategies LLC otherSanchez Wealth Management Group, LLC no RAUMOtherMay 29, 2007Jan 24, 2014 (2432 d)
Page 1 of 1
4 moves match.