DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•••••• W••••• M••••••••• G••••• L••
Latest filing Feb 20, 2026
First filing on the tape Oct 29, 2013 · 23 filings
SEC status approved since Nov 12, 2013
RAUM
$571M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$560M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$190M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$571M as of Feb 20, 2026
Mar 6, 2014$101M then
HNW client RAUM$420M as of Feb 20, 2026
Mar 27, 2018$107M then
State-registered IARs (5.B.3)3 as of Feb 20, 2026
Mar 6, 20142 then
Employees (5.A)3 as of Feb 20, 2026
Mar 6, 20142 then
Private funds: no history
RAUM +23% over the last fiscal year+27% a year over threeIARs 3 to 3offices 1 to 0
Practice profile
derived from the filing of Feb 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- i••••••••• boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $190MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 179derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $380,300derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $46.4MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$420M74%
- Individuals$141M25%
- Pension and profit-sharing plans$6.4M1.1%
- Corporations and businesses$4.2M0.7%
- Charitable organizations$71,8510.0%
- Individual clients
- 366reported
- HNW clients
- 172reported
- Pension plan clients
- 2reported
- Charitable clients
- 1reported
- Accounts
- 1,502reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••• L•• S••••••Certified Financial Planner | Jacksonville , Fl | Nov 22, 2013 | 29 y | 1 |
| J••••• S••• M•••••••••Certified Financial Planner | Jacksonville , Fl | Mar 23, 2015 | 15 y | 3 |
| D••• S•••••• N••••••Certified Financial Planner | Jacksonville , Fl | Oct 4, 2024 | 24 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•••••• W•••• T•••••• to I••••••••• F•••••••• P•••••••May 13, 2014 · Other
Joined, latest
- D••• S•••••• N•••••• from A••••••••• F•••••••• S•••••••• L••Oct 4, 2024 · Affiliated broker-dealer or bank to independent RIA
- J••••• S••• M••••••••• from L•• F•••••••• L••Mar 23, 2015 · Other
- J•••••• W•••• T•••••• from E•••• S••••••••• L••Jan 24, 2014 · Other
- C••••••• L•• S•••••• from L•• F•••••••• L••Nov 22, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• C•••••••• L•• · President, Cco, Managing Membercontrolsince 03/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jacksonville, Fl · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Feb 20, 2026hourly charges (Item 5.E.2): no on the filing of 2025-05-27, yes on the filing of 2026-02-20peers: WEALTH_I•••••••••, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 1,303 to 1,502May 27, 2025 to Feb 20, 2026
- Charity clients · unset to 1.0May 27, 2025 to Feb 20, 2026
- HNW clients · 150 to 172May 27, 2025 to Feb 20, 2026
- Individual clients · 347 to 366May 27, 2025 to Feb 20, 2026
- Other offices · 1 to 0May 27, 2025 to Feb 20, 2026
- Discretionary RAUM · $465M to $571MMay 27, 2025 to Feb 20, 2026
- HNW RAUM · $329M to $420MMay 27, 2025 to Feb 20, 2026
- Individual RAUM · $127M to $141MMay 27, 2025 to Feb 20, 2026
- Pension RAUM · $5.6M to $6.4MMay 27, 2025 to Feb 20, 2026
- RAUM · $465M to $571MMay 27, 2025 to Feb 20, 2026
- Financial planning clients · 0 to 0Mar 13, 2025 to May 27, 2025
- Accounts · 1,069 to 1,303Sep 26, 2024 to Mar 13, 2025
- Advisory employees · 2 to 3Sep 26, 2024 to Mar 13, 2025
- BD registered reps · 2 to 3Sep 26, 2024 to Mar 13, 2025
- Corporate clients · 3 to 4Sep 26, 2024 to Mar 13, 2025
- HNW clients · 123 to 150Sep 26, 2024 to Mar 13, 2025
- Individual clients · 301 to 347Sep 26, 2024 to Mar 13, 2025
- Employees · 2 to 3Sep 26, 2024 to Mar 13, 2025
- State-registered IARs · 2 to 3Sep 26, 2024 to Mar 13, 2025
- Other offices · 0 to 1Sep 26, 2024 to Mar 13, 2025
- Discretionary RAUM · $342M to $465MSep 26, 2024 to Mar 13, 2025
- HNW RAUM · $235M to $329MSep 26, 2024 to Mar 13, 2025
- Individual RAUM · $99.3M to $127MSep 26, 2024 to Mar 13, 2025
- Pension RAUM · $4.9M to $5.6MSep 26, 2024 to Mar 13, 2025
- RAUM · $342M to $465MSep 26, 2024 to Mar 13, 2025
- Accounts · 1,021 to 1,069Jul 24, 2023 to Mar 15, 2024
- HNW clients · 100 to 123Jul 24, 2023 to Mar 15, 2024
- Individual clients · 403 to 301Jul 24, 2023 to Mar 15, 2024
- Pension plan clients · 3 to 2Jul 24, 2023 to Mar 15, 2024
- Discretionary RAUM · $279M to $342MJul 24, 2023 to Mar 15, 2024
- HNW RAUM · $178M to $235MJul 24, 2023 to Mar 15, 2024
- Individual RAUM · $94.4M to $99.3MJul 24, 2023 to Mar 15, 2024
- Pension RAUM · $4.1M to $4.9MJul 24, 2023 to Mar 15, 2024
- RAUM · $279M to $342MJul 24, 2023 to Mar 15, 2024
- Accounts · 971 to 1,021Mar 23, 2022 to Mar 22, 2023
- Corporate clients · 4 to 3Mar 23, 2022 to Mar 22, 2023
- HNW clients · 112 to 100Mar 23, 2022 to Mar 22, 2023
- Individual clients · 395 to 403Mar 23, 2022 to Mar 22, 2023
- Pension plan clients · 2 to 3Mar 23, 2022 to Mar 22, 2023
- Discretionary RAUM · $328M to $279MMar 23, 2022 to Mar 22, 2023
Signals
2 dated events
- S•••••• W••••• M••••••••• G••••• L•• reported RAUM $465.5M, up 36% from $342.2M (2024-09-26 to 2025-03-13)Mar 13, 2025 · RAUM change · derived
- S•••••• W••••• M••••••••• G••••• L•• filed its initial SEC registration (Form ADV)Oct 29, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 904-281-9261reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/sanchez-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- S••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 904-281-9261reportedpublic record, Form ADV, Feb 20, 2026
- Contact form
- modwm.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $190Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026