DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at 360 Financial Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony J Seifert | Sterne Agee Asset Management, Inc. other | 360 Financial Partners, LLC independent RIA | Other | Jun 16, 2016 | Feb 25, 2016 |
| Randall Dickson Teegardin | Next Financial Group, Inc. other | 360 Financial Partners, LLC independent RIA | Other | Apr 29, 2014 | Jun 30, 2014 (62 d) |
| David Leo Van Rensselaer | Next Financial Group, Inc. other | 360 Financial Partners, LLC independent RIA | Other | Apr 29, 2014 | Jun 30, 2014 (62 d) |
| Dustin Joseph Hughes | Next Financial Group, Inc. other | 360 Financial Partners, LLC independent RIA | Other | Apr 23, 2014 | Jun 30, 2014 (68 d) |
Page 1 of 1
4 moves match.