DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capital Planning, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael John Varga | J.P. Morgan Securities LLC wirehouse | Capital Planning, LLC other | Other | Sep 21, 2016 | Mar 17, 2017 (177 d) |
| Becky Saumei Law | Morgan Stanley wirehouse | Capital Planning, LLC other | Other | Jul 31, 2015 | Jul 27, 2015 |
| James Earl Kelley | Cetera Advisor Networks LLC other | Capital Planning, LLC other | Other | Jul 31, 2009 | Jan 22, 2014 (1636 d) |
| Stephen Patrick Emanuels | Cetera Advisor Networks LLC other | Capital Planning, LLC other | Other | Jul 31, 2009 | Jan 22, 2014 (1636 d) |
| Michael Darrell Miller | Cetera Advisor Networks LLC other | Capital Planning, LLC other | Other | Jul 31, 2009 | Jan 22, 2014 (1636 d) |
| David Lahmer Dunn | Cetera Advisor Networks LLC other | Capital Planning, LLC other | Other | Dec 31, 2008 | Jan 22, 2014 (1848 d) |
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6 moves match.