DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nova R Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Claudia Leeanne Gray | Stepp & Rothwell Inc independent RIA | Nova R Wealth, Inc. independent RIA | RIA to RIA | Jul 30, 2026 | Aug 26, 2026 |
| Matthew David Rodgers | Stephens BD affiliated | Nova R Wealth, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2018 | May 29, 2018 |
| Brenda Ford Richman | Legacy Financial Strategies, LLC other | Nova R Wealth, Inc. other | Other | Jul 3, 2017 | Jul 17, 2017 |
| Timothy Ray Rodgers | Wells Fargo Advisors wirehouse | Nova R Wealth, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 12, 2014 | Aug 4, 2014 |
| Keith Osborne | Wells Fargo Advisors wirehouse | Nova R Wealth, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 5, 2014 | Aug 1, 2014 |
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5 moves match.