DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ifm Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bryce Walker Sowitch | Financial Telesis, Inc. other | Ifm Capital Advisors, LLC other | Other | Aug 28, 2014 | Aug 29, 2014 |
| Brian Patrick Sullivan | UBS Financial Services Inc. wirehouse | Ifm Capital Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 29, 2014 | Jan 17, 2014 |
| Wayne Carl Jamerson | UBS Financial Services Inc. wirehouse | Ifm Capital Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 29, 2014 | Jan 17, 2014 |
| Alan Dixon Beugg | UBS Financial Services Inc. wirehouse | Ifm Capital Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 29, 2014 | Jan 29, 2014 |
| Daniel Thomas Gamache | UBS Financial Services Inc. wirehouse | Ifm Capital Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 29, 2014 | Jan 24, 2014 |
| Jeffrey John Gordon | UBS Financial Services Inc. wirehouse | Ifm Capital Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 27, 2014 | Jan 27, 2014 |
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6 moves match.