RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• D•••• B••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jan 7, 2026 · Fort Collins, Co
- N••••••••• A•••• M••••••••• L•• independent RIAJan 8, 2025 to Mar 20, 2026 · Denver, Co
- N••••••••• A•••• M••••••••• L•• independent RIAJul 1, 2024 to Dec 31, 2024 · Cincinnati, Oh
- I••• C•••••• formerApr 15, 2015 to Jul 3, 2024 · Fort Collins, Co
- I•• C•••••• A•••••••• L•• formerJan 29, 2014 to Mar 24, 2015 · Greenwood Village, Co
- U•• F•••••••• S••••••• I••• wirehouseOct 19, 2007 to Jan 29, 2014 · Denver, Co
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 22, 2001 to Oct 29, 2007 · Englewood, Co
- N••••••••• A•••• M••••••••• L•• to F•••• P••••••• W•••••• L••left Mar 20, 2026, registered Jan 7, 2026 (-72 days) · corporate re-registration, not a move
- I••• C•••••• to N••••••••• A•••• M••••••••• L••left Jul 3, 2024, registered Jul 1, 2024 (-2 days) · RIA to RIA · moved with a team
- I•• C•••••• A•••••••• L•• to I••• C••••••left Mar 24, 2015, registered Apr 15, 2015 (22 days) · Other · moved with a team
- U•• F•••••••• S••••••• I••• to I•• C•••••• A•••••••• L••left Jan 29, 2014, registered Jan 29, 2014 (0 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Oct 29, 2007, registered Oct 19, 2007 (-10 days) · Other
- A••• D•••• B•••• left I••• C•••••• for N••••••••• A•••• M••••••••• L•• (registered 2024-07-01)Jul 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address