DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• J••• G•••••

F•••• P••••••• W•••••• L••independent RIASioux Falls, SdIA-onlyIAPD 5317526

Feed of 09/14/2026

Also filed as J•••••• J G•••••

At current firm

0 y

since Jan 6, 2026

In the industry

19 y

since Jul 18, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• P••••••• W•••••• L•• independent RIA current
since Jan 6, 2026 · Sioux Falls, Sd
N••••••••• A•••• M••••••••• L•• independent RIA
Jan 7, 2025 to Mar 20, 2026 · Sioux Falls, Sd
N••••••••• A•••• M••••••••• L•• independent RIA
Jul 9, 2024 to Dec 31, 2024 · Sioux Falls, Sd
I••• C•••••• former
Apr 10, 2015 to Jul 3, 2024 · Sioux Falls, Sd
I•• C•••••• A•••••••• L•• former
Jan 27, 2014 to Mar 24, 2015 · Sioux Falls, Sd
U•• F•••••••• S••••••• I••• wirehouse
Nov 21, 2008 to Jan 27, 2014 · Sioux Falls, Sd
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 20, 2007 to Nov 24, 2008 · Sioux Falls, Sd

Moves

a registration end followed by a registration begin elsewhere

N••••••••• A•••• M••••••••• L•• to F•••• P••••••• W•••••• L••
left Mar 20, 2026, registered Jan 6, 2026 (-73 days) · corporate re-registration, not a move
I••• C•••••• to N••••••••• A•••• M••••••••• L••
left Jul 3, 2024, registered Jul 9, 2024 (6 days) · RIA to RIA · moved with a team
I•• C•••••• A•••••••• L•• to I••• C••••••
left Mar 24, 2015, registered Apr 10, 2015 (17 days) · Other · moved with a team
U•• F•••••••• S••••••• I••• to I•• C•••••• A•••••••• L••
left Jan 27, 2014, registered Jan 27, 2014 (0 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Nov 24, 2008, registered Nov 21, 2008 (-3 days) · Wirehouse to wirehouse

Signals

J•••••• J••• G••••• left I••• C•••••• for N••••••••• A•••• M••••••••• L•• (registered 2024-07-09)
Jul 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address