DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Arbor Trust Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Joseph Settecerri | Fidelity Personal And Workplace Advisors BD affiliated | Arbor Trust Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2021 | Dec 1, 2021 |
| Philip A. Tribble | Equitable Advisors, LLC national BD | Arbor Trust Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2019 | Apr 12, 2019 |
| Gary Dale Haapala | LPL Financial LLC other | Arbor Trust Wealth Advisors, LLC no RAUM | Other | Aug 19, 2014 | Aug 5, 2014 |
| James William Winslow | LPL Financial LLC other | Arbor Trust Wealth Advisors, LLC no RAUM | Other | Aug 6, 2014 | Aug 4, 2014 |
| Sonia Sunik Patel | M&I Investment Management Corp. other | Arbor Trust Wealth Advisors, LLC independent RIA | Other | Sep 23, 2004 | May 1, 2023 (6794 d) |
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5 moves match.