DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Somerset Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas J Coccimiglio | Barden Capital Management, Inc. other | Somerset Wealth Management, LLC state registered | Other | Nov 30, 2020 | Jun 8, 2021 (190 d) |
| Joshua Warren Tschirgi | Wells Fargo Advisors wirehouse | Somerset Wealth Management, LLC state registered | Wirehouse to a state-registered adviser | Jan 5, 2015 | Jun 1, 2016 (513 d) |
| Thomas Burgess Hamlin | Raymond James Financial Services Advisors, Inc other | Somerset Wealth Management, LLC state registered | Other | Nov 9, 2012 | Jun 8, 2021 (3133 d) |
| Brian Thomas Horn | Raymond James Financial Services Advisors, Inc other | Somerset Wealth Management, LLC state registered | Other | Nov 9, 2012 | May 14, 2014 (551 d) |
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4 moves match.