DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Benchmark Private Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Keith Allen Ferguson | Raymond James Financial Services Advisors, Inc BD affiliated | Benchmark Private Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2021 | Jan 21, 2021 |
| Keith Allen Ferguson | Raymond James Financial Services Advisors, Inc BD affiliated | Benchmark Private Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2021 | Jan 21, 2021 |
| Rawles Fulgham Bell | RBC Capital Markets, LLC national BD | Benchmark Private Wealth Management, LLC other | Other | Apr 16, 2014 | Apr 10, 2014 |
| Wayne Cornelius Mccullough | Deutsche Bank Securities Inc. other | Benchmark Private Wealth Management, LLC other | Other | Mar 5, 2013 | Mar 20, 2014 (380 d) |
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4 moves match.