DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mariner Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Drew Ryan Waldron | Mariner independent RIA | Mariner Wealth Advisors other | Other | Dec 19, 2018 | Mar 13, 2015 |
| Grover Cleaveland Musser | Mariner other | Mariner Wealth Advisors other | Other | Feb 23, 2018 | Nov 4, 2016 |
| Joseph Michael Coletta | Reed Financial Group, Inc. unclassified | Mariner Wealth Advisors other | Other | May 30, 2017 | Jun 13, 2017 |
| Marguerite Lucas Armitage | Legacy Financial Strategies, LLC other | Mariner Wealth Advisors other | Other | Jul 13, 2016 | Aug 31, 2016 (49 d) |
| Mark Richard Vlasic | Choreo, LLC other | Mariner Wealth Advisors other | Other | Sep 3, 2014 | Aug 27, 2014 |
| Jennifer Teresa Murawski | Umb Financial Services, Inc. no RAUM | Mariner Wealth Advisors no RAUM | Other | Jun 19, 2014 | Jun 30, 2014 |
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6 moves match.