DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at One Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Paul Neeve | UBS Financial Services Inc. wirehouse | One Wealth Advisors, LLC independent RIA | Wirehouse to independent RIA | Jan 30, 2020 | Jan 17, 2020 |
| Julie Anne Marie Samaniego Villena | J.P. Morgan Securities LLC wirehouse | One Wealth Advisors, LLC other | Other | Jul 6, 2016 | Jul 26, 2017 (385 d) |
| David Gerald Steele | J.P. Morgan Securities LLC wirehouse | One Wealth Advisors, LLC no RAUM | Other | Sep 10, 2015 | Sep 4, 2015 |
| Kevin Michael Cohen | J.P. Morgan Securities LLC wirehouse | One Wealth Advisors, LLC other | Other | Sep 10, 2015 | Mar 15, 2016 (187 d) |
| Jonathan Edward Steele | J.P. Morgan Securities LLC wirehouse | One Wealth Advisors, LLC no RAUM | Other | Sep 10, 2015 | Sep 4, 2015 |
| Alexander James Schmitz | J.P. Morgan Securities LLC wirehouse | One Wealth Advisors, LLC no RAUM | Other | Sep 10, 2015 | Sep 4, 2015 |
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6 moves match.