DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at G&S Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| April Horace | Ashton Thomas Private Wealth independent RIA | G&S Capital LLC independent RIA | RIA to RIA | May 4, 2026 | May 4, 2026 |
| Gregory Stone Brown | Schwab Wealth Advisory, Inc. no RAUM | G&S Capital LLC independent RIA | Other | Feb 2, 2023 | Aug 8, 2022 |
| Louis Waters Harris | Scenic Wealth Management, LLC state registered | G&S Capital LLC independent RIA | Other | Mar 28, 2019 | Apr 16, 2019 |
| Parker Allen Maxwell | Charles Schwab & Co., Inc. national BD | G&S Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2018 | Apr 11, 2018 |
| Ryan Buckley Williams | Iron Chest Financial, LLC unclassified | G&S Capital LLC other | Other | Jun 6, 2016 | Mar 22, 2016 |
| Jeffrey Scott Arnold | LPL Financial LLC other | G&S Capital LLC no RAUM | Other | Jun 20, 2014 | May 28, 2014 |
| Justin Lloyd Soucie | LPL Financial LLC other | G&S Capital LLC no RAUM | Other | Jun 20, 2014 | May 28, 2014 |
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7 moves match.