DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Center For Wealth Management Advisory
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Deborah Anne Saas | LPL Financial LLC independent RIA | Center For Wealth Management Advisory independent RIA | RIA to RIA | Jan 31, 2018 | Aug 24, 2017 |
| Randall Gray Daniel | Cambridge Investment Research Advisors, Inc. other | Center For Wealth Management Advisory independent RIA | Other | Aug 14, 2017 | Apr 22, 2024 (2443 d) |
| Bradley Mark Howard | J.J.B. Hilliard, W.L. Lyons, LLC other | Center For Wealth Management Advisory independent RIA | Other | Aug 19, 2016 | Aug 18, 2016 |
| Jason Daniel Feist | LPL Financial LLC other | Center For Wealth Management Advisory independent RIA | Other | Nov 2, 2015 | Jun 25, 2014 |
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4 moves match.