RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• G••• D•••••
- C••••• F•• W••••• M••••••••• A••••••• independent RIA currentsince Apr 22, 2024 · Adairsville, Ga
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 26, 2015 to Aug 14, 2017 · Cincinnati, Oh
- M•• F•••••••• S•••••••• I••• formerSep 4, 2013 to Feb 5, 2015 · Cincinnati, Oh
- E••••• J•••• national BDApr 12, 2010 to Jul 30, 2013 · Miamisburg, Oh
- P•••••• C••••• S•••••••• L•• BD affiliatedApr 2, 2007 to Nov 18, 2008 · Louisville, Ky
- W••••••• F•••••••• S•••••••• I••• formerMar 9, 2007 to Apr 15, 2008 · Cincinnati, Oh
- O• I••••••••• M••••••••• C• BD affiliatedNov 30, 2006 to Mar 6, 2007 · C•••••Ville, Oh
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••• F•• W••••• M••••••••• A•••••••left Aug 14, 2017, registered Apr 22, 2024 (2443 days) · Other
- M•• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 5, 2015, registered Jan 26, 2015 (-10 days) · Other
- E••••• J•••• to M•• F•••••••• S•••••••• I•••left Jul 30, 2013, registered Sep 4, 2013 (36 days) · Other
- P•••••• C••••• S•••••••• L•• to E••••• J••••left Nov 18, 2008, registered Apr 12, 2010 (510 days) · Other
- W••••••• F•••••••• S•••••••• I••• to P•••••• C••••• S•••••••• L••left Apr 15, 2008, registered Apr 2, 2007 (-379 days) · Other
- O• I••••••••• M••••••••• C• to W••••••• F•••••••• S•••••••• I•••left Mar 6, 2007, registered Mar 9, 2007 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address