DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Caerus Investment Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Veronika O LysyanskaMorgan Stanley wirehouseCaerus Investment Advisors, LLC independent RIAWirehouse to independent RIAMar 29, 2022Mar 28, 2022
Daniel Won SeoChecchi Capital Advisers, LLC independent RIACaerus Investment Advisors, LLC independent RIARIA to RIAApr 4, 2019Nov 10, 2025 (2412 d)
Brock WilsonCitigroup Global Markets Inc. otherCaerus Investment Advisors, LLC otherOtherAug 26, 2016Aug 29, 2016
Michael Hoi-Ming CheungCredit Suisse Securities (USA) LLC otherCaerus Investment Advisors, LLC otherOtherSep 30, 2014Feb 3, 2016 (491 d)
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4 moves match.