DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Four Points Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Keith Richard Ward | J.P. Morgan Securities LLC wirehouse | Four Points Advisors, LLC independent RIA | Wirehouse to independent RIA | Apr 4, 2025 | Jun 20, 2025 (77 d) |
| Alexander Sixbey | Osaic Fa, Inc. BD affiliated | Four Points Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2024 | Mar 25, 2026 (719 d) |
| Erick Paul Coan | Tcw Investment Management Company LLC asset manager | Four Points Advisors, LLC independent RIA | Other | Dec 12, 2023 | Jan 26, 2026 (776 d) |
| Kwok Eddie Chiu | Gilford Financial Corp. other | Four Points Advisors, LLC mixed wealth | Other | Oct 19, 2015 | May 3, 2021 (2023 d) |
| Gene Ryan Murphy | Wells Fargo Advisors wirehouse | Four Points Advisors, LLC other | Other | May 14, 2009 | Mar 4, 2021 (4312 d) |
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5 moves match.