DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dean Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joe Nmn Wylie | Trinity Portfolio Advisors, LLC independent RIA | Dean Wealth Management, LLC state registered | RIA to a state-registered adviser | Feb 12, 2026 | Feb 15, 2026 |
| David Michael Breedlove | Concorde Asset Management, LLC BD affiliated | Dean Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 3, 2020 | Nov 9, 2020 |
| Benjamin Herschel Dean | Onyx Wealth Advisors, Inc. other | Dean Wealth Management, LLC state registered | Other | Dec 31, 2013 | Oct 2, 2014 (275 d) |
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3 moves match.