DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mathis Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brock Redondo | Thrivent Investment Management Inc. BD affiliated | Mathis Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2025 | Mar 5, 2025 |
| Phillip J Adams | Transamerica Financial Advisors, LLC other | Mathis Wealth Management independent RIA | Other | Aug 20, 2016 | Aug 25, 2016 |
| Jennifer Lynn Panicker | United Planners' Financial Services Of America A Limited Partner other | Mathis Wealth Management independent RIA | Other | Jun 21, 2013 | May 7, 2015 (685 d) |
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3 moves match.