DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Springside Partners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Taucher | Sequoia Financial Group, L.L.C. independent RIA | Springside Partners LLC independent RIA | RIA to RIA | Apr 10, 2019 | Apr 16, 2019 |
| Peter Nickel Augustin | Robert W. Baird & Co. Incorporated mixed wealth | Springside Partners LLC independent RIA | RIA to RIA | Apr 3, 2019 | Mar 12, 2019 |
| Carina Shipotofsky Diamond | Cetera Advisors LLC BD affiliated | Springside Partners LLC other | Other | Oct 16, 2018 | Nov 7, 2014 |
| Patrick Gavin Hahn | Cetera Advisors LLC BD affiliated | Springside Partners LLC other | Other | Oct 15, 2018 | Nov 12, 2014 |
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4 moves match.