DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Harborview Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Alan Hussey | Kovack Advisors, Inc. other | Harborview Advisors other | Other | Apr 21, 2015 | Apr 20, 2015 |
| Harry Marc Krigman | Cantella & Co., Inc. other | Harborview Advisors no RAUM | Other | Oct 9, 2014 | Oct 2, 2014 |
| William Robert Todd | Cantella & Co., Inc. other | Harborview Advisors no RAUM | Other | Oct 9, 2014 | Sep 30, 2014 |
| Philip John Cawley | Cantella & Co., Inc. other | Harborview Advisors no RAUM | Other | Oct 8, 2014 | Oct 1, 2014 |
| Norman Henry Levesque | Cantella & Co., Inc. other | Harborview Advisors no RAUM | Other | Oct 8, 2014 | Oct 1, 2014 |
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5 moves match.