DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthbuilders Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gary Robert Reese | Creative Financial Designs, Inc. BD affiliated | Wealthbuilders Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | May 27, 2024 (73 d) |
| Joshua Daniel Magnus | Northwestern Mutual Investment Services,LLC no RAUM | Wealthbuilders Investments independent RIA | Other | Feb 16, 2024 | Mar 24, 2024 (37 d) |
| Matthew Richard Arber | Churchill Management Group independent RIA | Wealthbuilders Investments independent RIA | RIA to RIA | Oct 9, 2020 | Aug 24, 2026 (2145 d) |
| Jose Salcedo | Cathedral Capital Wealth Management LLC unclassified | Wealthbuilders Investments independent RIA | Other | Aug 1, 2019 | Jul 9, 2019 |
| Chad Ryan Frantzen | LPL Financial LLC other | Wealthbuilders Investments independent RIA | Other | Jan 29, 2015 | Jan 23, 2015 |
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5 moves match.