DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••••• I•••••••••
Legal name A•••••••• C••••••• L••
Latest filing Jul 7, 2026
First filing on the tape Mar 29, 2023 · 14 filings
SEC status approved since Apr 28, 2023
RAUM
$173M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
89%
$154M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$43.2M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$173M as of Jul 7, 2026
Mar 28, 2024$122M then
HNW client RAUM$111M as of Jul 7, 2026
Mar 28, 2024$92.1M then
State-registered IARs (5.B.3)6 as of Jul 7, 2026
Mar 28, 20244 then
Employees (5.A)8 as of Jul 7, 2026
Mar 28, 20247 then
Private funds2 as of Jul 7, 2026
Mar 28, 20241 then
RAUM +41% over the last fiscal yearIARs 5 to 6offices 2 to 1
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $43.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $204,770derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.7%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-based, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Custody
- $90.0M, 300 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$111M64%
- Individuals$43.2M25%
- Pooled investment vehicles$10.9M6.3%
- Charitable organizations$6.4M3.7%
- Corporations and businesses$979,2780.6%
- Individual clients
- 190reported
- HNW clients
- 77reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 843reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $90.0M for 300 clientsreported
- Compensation
- % of AUM, fixed, hourly, performance, commissionsreported
- Class basis
- private_client_share=0.89 fund_share=0.06 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••• R••• F•••••••Certified Financial Planner | Greenwood Village, Co | Jan 21, 2025 | 26 y | 3 |
| G••• R••••• R••••Chartered Financial Consultant | Lakeland, Fl | Mar 20, 2025 | 28 y | 6 |
| J••• S•••••• | Greenwood Village, Co | Jan 1, 2026 | 32 y | 6 |
| M•••••• R•••••• A•••• | Greenwood Village, Co | Aug 24, 2026 | 19 y | 2 |
Advisor movement
2 left, 1 joined in 12 months
net -1 in 12 months2 left in 90 days1 joined in 90 daysdeparture rate 50% of current headcount3 left over 36 months
Left, latest
- J••••• D••••• M••••• to S•••• W••••• P•••••••Sep 11, 2026 · RIA to RIA
- O••• C•••• B•••••• to B•••••••• I••••••••• G••••Jul 7, 2026 · RIA to RIA
- J••••• M•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 5, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- M•••••• R•••••• A•••• from C•••••••• M••••••••• G••••Aug 24, 2026 · RIA to RIA
- G••• R••••• R•••• from C••••••• F•••••••• D••••••• I•••May 27, 2024 · Affiliated broker-dealer or bank to independent RIA
- J••••• D••••• M••••• from N••••••••• M••••• I••••••••• S•••••••••Mar 24, 2024 · Other
- J••• S•••••• from C•••••••• C•••••• W••••• M••••••••• L••Jul 9, 2019 · Other
- C••• R••• F••••••• from L•• F•••••••• L••Jan 23, 2015 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• F••• I• L• | Private Equity Fund | $5.6M | 23 | Dec 4, 2023 |
Owners and control persons
Schedule A and B, latest filing
- F•••••••• C•••• R••• · Managing Member, Owner And Chief Compliance Officercontrolsince 10/2014 · owns less than 5%
- E••••••••• B•••• · Ownercontrolsince 08/2022 · owns 75% or more of W••••••••• H••••••• I••
- F•••••••• C•••• R••• · Ownercontrolsince 08/2022 · owns 75% or more of C• V•••••• H•••••••• L••
Entity owners
- C• V•••••• H•••••••• L•• · Ownerdirect · owns 25% to 50%
- W••••••••• H••••••• I•• · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- S•••••• F••• I• G•• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenwood Village, Co · principal | 4 | 2 | 2 |
Offices
Schedule D 1.F, the 25 largest
- Southlake, TX2 employees
- Goleta, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $122,329,256 to $172,621,305 (+41.0%) between the annual amendments of 2025-04-11 and 2026-03-30; the peer median change was +15.0% (4550 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 93% percentile
What changed
consecutive filings, newest first
- Other offices · 2 to 1Mar 30, 2026 to Jul 7, 2026
- Accounts · 706 to 843Dec 5, 2025 to Mar 30, 2026
- Advisory employees · 5 to 6Dec 5, 2025 to Mar 30, 2026
- BD registered reps · 1 to 0Dec 5, 2025 to Mar 30, 2026
- Corporate clients · unset to 2.0Dec 5, 2025 to Mar 30, 2026
- HNW clients · 76 to 77Dec 5, 2025 to Mar 30, 2026
- Individual clients · 172 to 190Dec 5, 2025 to Mar 30, 2026
- Pooled vehicle clients · 1 to 2Dec 5, 2025 to Mar 30, 2026
- Assets in custody · $29.9M to $90.0MDec 5, 2025 to Mar 30, 2026
- Employees · 7 to 8Dec 5, 2025 to Mar 30, 2026
- State-registered IARs · 5 to 6Dec 5, 2025 to Mar 30, 2026
- Private funds · 1 to 2Dec 5, 2025 to Mar 30, 2026
- Discretionary RAUM · $120M to $169MDec 5, 2025 to Mar 30, 2026
- HNW RAUM · $81.3M to $111MDec 5, 2025 to Mar 30, 2026
- Individual RAUM · $29.9M to $43.2MDec 5, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $2.4M to $4.1MDec 5, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $6.3M to $10.9MDec 5, 2025 to Mar 30, 2026
- RAUM · $122M to $173MDec 5, 2025 to Mar 30, 2026
- HQ city · ENGLEWOOD to GREENWOOD VILLAGEMay 27, 2025 to Dec 5, 2025
- Advisory activities · 5 to 6Apr 11, 2025 to May 27, 2025
- Financial planning clients · 26-50 to 26-50Apr 11, 2025 to May 27, 2025
- Accounts · 820 to 706Jan 21, 2025 to Apr 11, 2025
- HNW clients · 75 to 76Jan 21, 2025 to Apr 11, 2025
- Individual clients · 184 to 172Jan 21, 2025 to Apr 11, 2025
- Pooled vehicle clients · unset to 1.0Jan 21, 2025 to Apr 11, 2025
- Assets in custody · $12.5M to $29.9MJan 21, 2025 to Apr 11, 2025
- Financial planning clients · 11-25 to 26-50Jan 21, 2025 to Apr 11, 2025
- State-registered IARs · 4 to 5Jan 21, 2025 to Apr 11, 2025
- Discretionary RAUM · $121M to $120MJan 21, 2025 to Apr 11, 2025
- HNW RAUM · $92.1M to $81.3MJan 21, 2025 to Apr 11, 2025
- Individual RAUM · $29.5M to $29.9MJan 21, 2025 to Apr 11, 2025
- Non-discretionary RAUM · $943,878 to $2.4MJan 21, 2025 to Apr 11, 2025
- Pooled vehicle RAUM · unset to 6289649.0Jan 21, 2025 to Apr 11, 2025
- RAUM · $122M to $122MJan 21, 2025 to Apr 11, 2025
- Wrap assets (manager) · 0.0 to unsetDec 9, 2024 to Dec 10, 2024
- Wrap assets (sponsor) · 36012184.0 to unsetDec 9, 2024 to Dec 10, 2024
- Accounts · 588 to 820Dec 4, 2023 to Mar 28, 2024
- Advisory employees · 3 to 5Dec 4, 2023 to Mar 28, 2024
- Advisory activities · 3 to 5Dec 4, 2023 to Mar 28, 2024
- HNW clients · 73 to 75Dec 4, 2023 to Mar 28, 2024
Signals
4 dated events
- J••••• D••••• M••••• left W••••••••• I••••••••• for S•••• W••••• P••••••• (registered 2026-08-13)Sep 11, 2026 · Advisor changed firm · fact
- O••• C•••• B•••••• left W••••••••• I••••••••• for B•••••••• I••••••••• G•••• (registered 2026-06-08)Jul 7, 2026 · Advisor changed firm · fact
- J••••• M•••••• left W••••••••• I••••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-03-16)Sep 5, 2025 · Advisor changed firm · fact
- A•••••••• W••••• filed its initial SEC registration (Form ADV)Mar 29, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- W••••••••• I••••••••• · Independent Sponsorsshared crd · capital_provider
- W••••••••• I••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 888-915-3130reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 972-719-2557reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/authentic-counsel-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- wealthbuilders.netreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 972-719-2557reportedpublic record, Form ADV, Jul 7, 2026
- Contact form
- wealthbuilders.net/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- wealthbuilders.net/about/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $43.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026