DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Buell Investment Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Joseph Carroll | LPL Financial LLC BD affiliated | Buell Investment Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 20, 2021 | Sep 14, 2021 |
| Gregory Carleton Macko | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Buell Investment Advisors state registered | Wirehouse to a state-registered adviser | Jul 23, 2018 | Dec 3, 2018 (133 d) |
| Daniel Stephen Remigino | Janney Montgomery Scott LLC other | Buell Investment Advisors state registered | Other | Mar 9, 2015 | Jul 14, 2015 (127 d) |
| George Walter Miller | Coburn & Meredith, Inc. other | Buell Investment Advisors state registered | Other | Dec 6, 2005 | Aug 6, 2021 (5722 d) |
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4 moves match.