DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at T. Anton Investment House, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Ray Smith | Trustage Investment Management institutional | T. Anton Investment House, Inc. independent RIA | Other | Feb 5, 2026 | Jan 29, 2026 |
| Katheryn Marie Lindquist | Central Wealth Management LLC independent RIA | T. Anton Investment House, Inc. independent RIA | RIA to RIA | Feb 19, 2021 | May 11, 2021 (81 d) |
| Tracey Carol Anton | Googins Advisors, Inc. other | T. Anton Investment House, Inc. other | Other | Apr 10, 2015 | Mar 13, 2015 |
Page 1 of 1
3 moves match.