DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• A•••••••• I•••
Latest filing Feb 2, 2026
First filing on the tape Apr 17, 2012 · 44 filings
SEC status approved since Nov 6, 2007
RAUM
$501M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$501M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$125M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$501M as of Feb 2, 2026
Aug 15, 2012$146M then
HNW client RAUM$362M as of Feb 2, 2026
Sep 27, 2018$0 then
State-registered IARs (5.B.3)4 as of Feb 2, 2026
Aug 15, 20120 then
Employees (5.A)8 as of Feb 2, 2026
Jul 23, 20134 then
Private funds: no history
RAUM +17% over the last fiscal year+16% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Feb 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $125MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 195derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $297,002derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.6%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$362M72%
- Individuals$139M28%
- Individual clients
- 539reported
- HNW clients
- 239reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,687reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L••••• P•••••• G•••••• | Middleton, Wi | Mar 1, 2010 | 43 y | 0 |
| R•••••• H•••••• M••••• | Middleton, Wi | Mar 8, 2021 | 24 y | 1 |
| L•••• R••••• G••••••••Certified Financial Planner | Middleton, Wi | Mar 3, 2022 | 28 y | 2 |
| D••••• R•••••• H••••••• | Middleton, Wi | Mar 20, 2024 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C••••• D•••• B••••• to W•••• F•••• A•••••••Jul 9, 2021 · RIA TO WIREH••••
- T••••• C•••• A•••• to T• A•••• I••••••••• H••••• I•••Apr 10, 2015 · Other
Joined, latest
- L•••• R••••• G•••••••• from S•••••••• A••••••• L••Mar 3, 2022 · Affiliated broker-dealer or bank to independent RIA
- R•••••• H•••••• M••••• from A•••• A••••••••• S••••••••• L••Mar 8, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• L••••• P•••••• · President, Treasurer, Cco, Financial Operations Manager, Chief Compliance Officercontrolsince 09/1984 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Middleton, Wi · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,659 to 1,687Sep 27, 2024 to Sep 29, 2025
- HNW clients · 208 to 239Sep 27, 2024 to Sep 29, 2025
- Individual clients · 565 to 539Sep 27, 2024 to Sep 29, 2025
- Financial planning clients · 0 to 0Sep 27, 2024 to Sep 29, 2025
- Discretionary RAUM · $429M to $501MSep 27, 2024 to Sep 29, 2025
- HNW RAUM · $282M to $362MSep 27, 2024 to Sep 29, 2025
- Individual RAUM · $147M to $139MSep 27, 2024 to Sep 29, 2025
- RAUM · $429M to $501MSep 27, 2024 to Sep 29, 2025
- Accounts · 1,528 to 1,659Apr 25, 2024 to Sep 27, 2024
- Advisory employees · 3 to 4Apr 25, 2024 to Sep 27, 2024
- HNW clients · 232 to 208Apr 25, 2024 to Sep 27, 2024
- Individual clients · 544 to 565Apr 25, 2024 to Sep 27, 2024
- State-registered IARs · 3 to 4Apr 25, 2024 to Sep 27, 2024
- Discretionary RAUM · $360M to $429MApr 25, 2024 to Sep 27, 2024
- HNW RAUM · $251M to $282MApr 25, 2024 to Sep 27, 2024
- Individual RAUM · $109M to $147MApr 25, 2024 to Sep 27, 2024
- RAUM · $360M to $429MApr 25, 2024 to Sep 27, 2024
- Accounts · 1,856 to 1,528Sep 29, 2023 to Oct 2, 2023
- Accounts · 1,502 to 1,856Jul 21, 2022 to Sep 29, 2023
- HNW clients · 130 to 232Jul 21, 2022 to Sep 29, 2023
- Individual clients · 647 to 544Jul 21, 2022 to Sep 29, 2023
- Discretionary RAUM · $321M to $360MJul 21, 2022 to Sep 29, 2023
- HNW RAUM · $188M to $251MJul 21, 2022 to Sep 29, 2023
- Individual RAUM · $133M to $109MJul 21, 2022 to Sep 29, 2023
- RAUM · $321M to $360MJul 21, 2022 to Sep 29, 2023
- Accounts · 1,350 to 1,502Feb 28, 2022 to Jul 21, 2022
- Advisory employees · 2 to 3Feb 28, 2022 to Jul 21, 2022
- BD registered reps · 2 to 0Feb 28, 2022 to Jul 21, 2022
- HNW clients · 124 to 130Feb 28, 2022 to Jul 21, 2022
- Individual clients · 643 to 647Feb 28, 2022 to Jul 21, 2022
- Financial planning clients · More than 500 to 0Feb 28, 2022 to Jul 21, 2022
- State-registered IARs · 2 to 3Feb 28, 2022 to Jul 21, 2022
- Discretionary RAUM · $341M to $321MFeb 28, 2022 to Jul 21, 2022
- HNW RAUM · $251M to $188MFeb 28, 2022 to Jul 21, 2022
- Individual RAUM · $89.8M to $133MFeb 28, 2022 to Jul 21, 2022
- RAUM · $341M to $321MFeb 28, 2022 to Jul 21, 2022
- Accounts · 1,348 to 1,350Aug 20, 2021 to Sep 28, 2021
- HNW clients · unset to 124.0Aug 20, 2021 to Sep 28, 2021
- Individual clients · 715 to 643Aug 20, 2021 to Sep 28, 2021
- Employees · 4 to 8Aug 20, 2021 to Sep 28, 2021
Signals
3 dated events
- Tiffany J Kuelthau (Non-Registered Owner) no longer on Schedule A of G•••••• A•••••••• I••• (listed 2020-08-17, absent 2021-01-05)Jan 5, 2021 · Control person left · inference
- Karl Robert Kuelthau (Chief Compliance Officer) no longer on Schedule A of G•••••• A•••••••• I••• (listed 2020-06-23, absent 2020-08-17)Aug 17, 2020 · Control person left · inference
- Tiffany J Kuelthau (Non-Registered Owner) appeared on Schedule A of G•••••• A•••••••• I•••Aug 17, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 608-514-1044reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- G••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 608 514-1044reportedpublic record, Form ADV, Feb 2, 2026
- Contact form
- g••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $125Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026