DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Las Olas Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Carl Drozdow | Certior Financial Group, LLC independent RIA | Las Olas Capital Advisors, LLC other | Other | Oct 1, 2025 | Jun 19, 2026 (261 d) |
| Kimberly Grace Nickel | Kestra Advisory Services, LLC BD affiliated | Las Olas Capital Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2023 | Jan 26, 2024 (192 d) |
| Raymond Nicholas Catone | Citigroup Global Markets Inc. other | Las Olas Capital Advisors, LLC other | Other | Feb 17, 2017 | Mar 20, 2017 (31 d) |
| Paul Corkin Tanner | UBS Financial Services Inc. wirehouse | Las Olas Capital Advisors, LLC other | Other | Aug 11, 2015 | Jun 10, 2017 (669 d) |
| Samantha Ali Sullivan Sindledecker | UBS Financial Services Inc. wirehouse | Las Olas Capital Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 11, 2015 | Aug 14, 2015 |
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5 moves match.